Undergraduate Certificate in Equity Trading Laws
-- ViewingNowThe Undergraduate Certificate in Equity Trading Laws is a comprehensive course that provides learners with an in-depth understanding of the legal frameworks governing equity trading. This course is essential for anyone looking to build a career in the financial industry, as it covers key topics such as securities regulations, compliance, and risk management.
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โข Introduction to Equity Trading Laws
โข Securities and Exchange Commission (SEC) Regulations
โข Equity Trading Compliance and Enforcement
โข Insider Trading Laws and Regulations
โข Corporate Governance and Equity Trading
โข The Sarbanes-Oxley Act and its Impact on Equity Trading
โข Regulation D Offerings and Private Placements
โข Dodd-Frank Act and its Influence on Equity Trading Laws
โข Legal Aspects of Initial Public Offerings (IPOs)
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