Professional Certificate in Securities Law Fundamentals
-- ViewingNowThe Professional Certificate in Securities Law Fundamentals is a comprehensive course designed to provide learners with a solid understanding of securities law. This program covers essential topics including regulatory frameworks, corporate governance, and compliance issues.
5.283+
Students enrolled
GBP £ 140
GBP £ 202
Save 44% with our special offer
AboutThisCourse
HundredPercentOnline
LearnFromAnywhere
ShareableCertificate
AddToLinkedIn
TwoMonthsToComplete
AtTwoThreeHoursAWeek
StartAnytime
NoWaitingPeriod
CourseDetails
โข Securities Law Overview
โข Federal Securities Laws: Regulation of Securities Offerings
โข The Securities Act of 1933: Registration and Exemptions
โข The Securities Exchange Act of 1934: Ongoing Reporting Obligations
โข State Securities Laws: Blue Sky Regulations
โข Securities Regulation of Investment Companies
โข Securities Regulation of Investment Advisers
โข Securities Enforcement and Litigation
โข Compliance and Ethics in Securities Law
CareerPath
EntryRequirements
- BasicUnderstandingSubject
- ProficiencyEnglish
- ComputerInternetAccess
- BasicComputerSkills
- DedicationCompleteCourse
NoPriorQualifications
CourseStatus
CourseProvidesPractical
- NotAccreditedRecognized
- NotRegulatedAuthorized
- ComplementaryFormalQualifications
ReceiveCertificateCompletion
WhyPeopleChooseUs
LoadingReviews
FrequentlyAskedQuestions
CourseFee
- ThreeFourHoursPerWeek
- EarlyCertificateDelivery
- OpenEnrollmentStartAnytime
- TwoThreeHoursPerWeek
- RegularCertificateDelivery
- OpenEnrollmentStartAnytime
- FullCourseAccess
- DigitalCertificate
- CourseMaterials
GetCourseInformation
EarnCareerCertificate