Postgraduate Certificate in Securities Law Essentials
-- ViewingNowThe Postgraduate Certificate in Securities Law Essentials is a comprehensive course that provides learners with an in-depth understanding of the legal framework governing securities regulations. This course is essential for legal professionals, compliance officers, and other professionals working in the financial services industry.
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โข Introduction to Securities Law
โข Securities Regulation and Enforcement
โข The Securities Act of 1933: Registration and Prospectus Requirements
โข The Securities Exchange Act of 1934: Regulation of Broker-Dealers and Exchanges
โข Insider Trading and Securities Fraud
โข Regulation of Investment Companies and Investment Advisers
โข Corporate Governance and Securities Compliance
โข Private Placements and Exemptions from Registration
โข International Securities Regulation and Transactions
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- BasicUnderstandingSubject
- ProficiencyEnglish
- ComputerInternetAccess
- BasicComputerSkills
- DedicationCompleteCourse
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- NotAccreditedRecognized
- NotRegulatedAuthorized
- ComplementaryFormalQualifications
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- ThreeFourHoursPerWeek
- EarlyCertificateDelivery
- OpenEnrollmentStartAnytime
- TwoThreeHoursPerWeek
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