Undergraduate Certificate in Equity Market Regulation
-- ViewingNowThe Undergraduate Certificate in Equity Market Regulation is a crucial course for individuals interested in the financial sector, specifically equity market regulation. This certificate program meets the industry's growing demand for professionals with a solid understanding of regulatory frameworks and their implementation in equity markets.
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โข Introduction to Equity Market Regulation
โข Securities and Exchange Commission (SEC)
โข Regulatory Environment for Equity Markets
โข Key Regulations in Equity Market: Sarbanes-Oxley Act, Dodd-Frank Act
โข Insider Trading and Conflict of Interest
โข Corporate Disclosure Requirements
โข Compliance and Enforcement in Equity Market Regulation
โข Ethics in Equity Market Regulation
โข Capital Markets and Systemic Risk Regulation
โข International Perspectives on Equity Market Regulation
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