Undergraduate Certificate in ETF Regulatory Landscape
-- ViewingNowThe Undergraduate Certificate in ETF Regulatory Landscape is a comprehensive course designed to provide learners with an in-depth understanding of the regulatory framework governing Exchange-Traded Funds (ETFs). This course is critical for individuals seeking to advance their careers in the financial services industry, where ETFs have seen explosive growth in recent years.
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โข ETFs and their place in the financial markets
โข Historical development and growth of ETFs
โข Primary ETF structures: open-end and semi-transparent
โข Key ETF regulatory bodies: SEC, CFTC, and FINRA
โข Major ETF regulations: the 1940 Act, the 1933 Act, and the 1934 Act
โข ETF listing and trading: exchange rules and regulations
โข Portfolio transparency and disclosure requirements
โข Creation and redemption mechanisms: rules and regulations
โข ETF index providers and index construction: regulatory considerations
โข Prevention and management of conflicts of interest in ETFs
โข Current regulatory challenges and future developments
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